Output: OutputStream, Syncable and StreamCapabilities

Introduction

This document covers the Output Streams within the context of the Hadoop File System Specification.

It uses the filesystem model defined in A Model of a Hadoop Filesystem with the notation defined in notation.

The target audiences are: 1. Users of the APIs. While java.io.OutputStream is a standard interfaces, this document clarifies how it is implemented in HDFS and elsewhere. The Hadoop-specific interfaces Syncable and StreamCapabilities are new; Syncable is notable in offering durability and visibility guarantees which exceed that of OutputStream. 1. Implementors of File Systems and clients.

How data is written to a filesystem

The core mechanism to write data to files through the Hadoop FileSystem APIs is through OutputStream subclasses obtained through calls to FileSystem.create(), FileSystem.append(), or FSDataOutputStreamBuilder.build().

These all return instances of FSDataOutputStream, through which data can be written through various write() methods. After a stream’s close() method is called, all data written to the stream MUST BE persisted to the filesystem and visible to oll other clients attempting to read data from that path via FileSystem.open().

As well as operations to write the data, Hadoop’s OutputStream implementations provide methods to flush buffered data back to the filesystem, so as to ensure that the data is reliably persisted and/or visible to other callers. This is done via the Syncable interface. It was originally intended that the presence of this interface could be interpreted as a guarantee that the stream supported its methods. However, this has proven impossible to guarantee as the static nature of the interface is incompatible with filesystems whose syncability semantics may vary on a store/path basis. As an example, erasure coded files in HDFS do not support the Sync operations, even though they are implemented as subclass of an output stream which is Syncable.

A new interface: StreamCapabilities. This allows callers to probe the exact capabilities of a stream, even transitively through a chain of streams.

Output Stream Model

For this specification, an output stream can be viewed as a list of bytes stored in the client; hsync() and hflush() are operations the actions which propagate the data to be visible to other readers of the file and/or made durable.

buffer: List[byte]

A flag, open tracks whether the stream is open: after the stream is closed no more data may be written to it:

open: bool
buffer: List[byte]

The destination path of the stream, path, can be tracked to form a triple path, open, buffer

Stream = (path: Path, open: Boolean, buffer: byte[])

Visibility of Flushed Data

(Immediately) after Syncable operations which flush data to the filesystem, the data at the stream’s destination path MUST match that of buffer. That is, the following condition MUST hold:

FS'.Files(path) == buffer

Any client reading the data at the path MUST see the new data. The Syncable operations differ in their durability guarantees, not visibility of data.

State of Stream and File System after Filesystem.create()

The output stream returned by a FileSystem.create(path) or FileSystem.createFile(path).build() within a filesystem FS, can be modeled as a triple containing an empty array of no data:

Stream' = (path, true, [])

The filesystem FS' MUST contain a 0-byte file at the path:

FS' = FS where data(FS', path) == []

Thus, the initial state of Stream'.buffer is implicitly consistent with the data at the filesystem.

Object Stores: see caveats in the “Object Stores” section below.

State of Stream and File System after Filesystem.append()

The output stream returned from a call of FileSystem.append(path, buffersize, progress) within a filesystem FS, can be modelled as a stream whose buffer is initialized to that of the original file:

Stream' = (path, true, data(FS, path))

Persisting data

When the stream writes data back to its store, be it in any supported flush operation, in the close() operation, or at any other time the stream chooses to do so, the contents of the file are replaced with the current buffer

Stream' = (path, true, buffer)
FS' = FS where data(FS', path) == buffer

After a call to close(), the stream is closed for all operations other than close(); they MAY fail with IOException or RuntimeException.

Stream' = (path, false, [])

The close() operation MUST be idempotent with the sole attempt to write the data made in the first invocation.

  1. If close() succeeds, subsequent calls are no-ops.
  2. If close() fails, again, subsequent calls are no-ops. They MAY rethrow the previous exception, but they MUST NOT retry the write.

Class FSDataOutputStream

public class FSDataOutputStream
  extends DataOutputStream
  implements Syncable, CanSetDropBehind, StreamCapabilities {
 // ...
}

The FileSystem.create(), FileSystem.append() and FSDataOutputStreamBuilder.build() calls return an instance of a class FSDataOutputStream, a subclass of java.io.OutputStream.

The base class wraps an OutputStream instance, one which may implement Syncable, CanSetDropBehind and StreamCapabilities.

This document covers the requirements of such implementations.

HDFS’s FileSystem implementation, DistributedFileSystem, returns an instance of HdfsDataOutputStream. This implementation has at least two behaviors which are not explicitly declared by the base Java implementation

  1. Writes are synchronized: more than one thread can write to the same output stream. This is a use pattern which HBase relies on.

  2. OutputStream.flush() is a no-op when the file is closed. Apache Druid has made such a call on this in the past HADOOP-14346.

As the HDFS implementation is considered the de-facto specification of the FileSystem APIs, the fact that write() is thread-safe is significant.

For compatibility, not only SHOULD other FS clients be thread-safe, but new HDFS features, such as encryption and Erasure Coding SHOULD also implement consistent behavior with the core HDFS output stream.

Put differently:

It isn’t enough for Output Streams to implement the core semantics of java.io.OutputStream: they need to implement the extra semantics of HdfsDataOutputStream, especially for HBase to work correctly.

The concurrent write() call is the most significant tightening of the Java specification.

Class java.io.OutputStream

A Java OutputStream allows applications to write a sequence of bytes to a destination. In a Hadoop filesystem, that destination is the data under a path in the filesystem.

public abstract class OutputStream implements Closeable, Flushable {
  public abstract void write(int b) throws IOException;
  public void write(byte b[]) throws IOException;
  public void write(byte b[], int off, int len) throws IOException;
  public void flush() throws IOException;
  public void close() throws IOException;
}

write(Stream, data)

Writes a byte of data to the stream.

Preconditions

Stream.open else raise ClosedChannelException, PathIOException, IOException

The exception java.nio.channels.ClosedChannelExceptionn is raised in the HDFS output streams when trying to write to a closed file. This exception does not include the destination path; and Exception.getMessage() is null. It is therefore of limited value in stack traces. Implementors may wish to raise exceptions with more detail, such as a PathIOException.

Postconditions

The buffer has the lower 8 bits of the data argument appended to it.

Stream'.buffer = Stream.buffer + [data & 0xff]

There may be an explicit limit on the size of cached data, or an implicit limit based by the available capacity of the destination filesystem. When a limit is reached, write() SHOULD fail with an IOException.

write(Stream, byte[] data, int offset, int len)

Preconditions

The preconditions are all defined in OutputStream.write()

Stream.open else raise ClosedChannelException, PathIOException, IOException
data != null else raise NullPointerException
offset >= 0 else raise IndexOutOfBoundsException
len >= 0 else raise IndexOutOfBoundsException
offset < data.length else raise IndexOutOfBoundsException
offset + len < data.length else raise IndexOutOfBoundsException

After the operation has returned, the buffer may be re-used. The outcome of updates to the buffer while the write() operation is in progress is undefined.

Postconditions

Stream'.buffer = Stream.buffer + data[offset...(offset + len)]

write(byte[] data)

This is defined as the equivalent of:

write(data, 0, data.length)

flush()

Requests that the data is flushed. The specification of ObjectStream.flush() declares that this SHOULD write data to the “intended destination”.

It explicitly precludes any guarantees about durability.

For that reason, this document doesn’t provide any normative specifications of behaviour.

Preconditions

None.

Postconditions

None.

If the implementation chooses to implement a stream-flushing operation, the data may be saved to the file system such that it becomes visible to others"

FS' = FS where data(FS', path) == buffer

When a stream is closed, flush() SHOULD downgrade to being a no-op, if it was not one already. This is to work with applications and libraries which can invoke it in exactly this way.

Issue: Should flush() forward to hflush()?

No. Or at least, make it optional.

There’s a lot of application code which assumes that flush() is low cost and should be invoked after writing every single line of output, after writing small 4KB blocks or similar.

Forwarding this to a full flush across a distributed filesystem, or worse, a distant object store, is very inefficient. Filesystem clients which convert a flush() to an hflush() will eventually have to roll back that feature: HADOOP-16548.

close()

The close() operation saves all data to the filesystem and releases any resources used for writing data.

The close() call is expected to block until the write has completed (as with Syncable.hflush()), possibly until it has been written to durable storage.

After close() completes, the data in a file MUST be visible and consistent with the data most recently written. The metadata of the file MUST be consistent with the data and the write history itself (i.e. any modification time fields updated).

After close() is invoked, all subsequent write() calls on the stream MUST fail with an IOException.

Any locking/leaseholding mechanism MUST release its lock/lease.

Stream'.open = false
FS' = FS where data(FS', path) == buffer

The close() call MAY fail during its operation.

  1. Callers of the API MUST expect for some calls to close() to fail and SHOULD code appropriately. Catching and swallowing exceptions, while common, is not always the ideal solution.
  2. Even after a failure, close() MUST place the stream into a closed state. Follow-on calls to close() are ignored, and calls to other methods rejected. That is: caller’s cannot be expected to call close() repeatedly until it succeeds.
  3. The duration of the close() operation is undefined. Operations which rely on acknowledgements from remote systems to meet the persistence guarantees implicitly have to await these acknowledgements. Some Object Store output streams upload the entire data file in the close() operation. This can take a large amount of time. The fact that many user applications assume that close() is both fast and does not fail means that this behavior is dangerous.

Recommendations for safe use by callers

  • Do plan for exceptions being raised, either in catching and logging or by throwing the exception further up. Catching and silently swallowing exceptions may hide serious problems.
  • Heartbeat operations SHOULD take place on a separate thread, so that a long delay in close() does not block the thread so long that the heartbeat times out.

Implementors:

  • Have a look at HADOOP-16785 to see examples of complications in close.
  • Incrementally writing blocks before a close operation results in a behavior which matches client expectations better: write failures to surface earlier and close to be more housekeeping than the actual upload.
  • If block uploads are executed in separate threads, the output stream close() call MUST block until all the asynchronous uploads have completed; any error raised MUST be reported. If multiple errors were raised, the stream can choose which to propagate. What is important is: when close() returns without an error, applications expect the data to have been successfully written.

HDFS and OutputStream.close()

HDFS does not immediately sync() the output of a written file to disk on OutputStream.close() unless configured with dfs.datanode.synconclose is true. This has caused problems in some applications.

Applications which absolutely require the guarantee that a file has been persisted MUST call Syncable.hsync() before the file is closed.

org.apache.hadoop.fs.Syncable

@InterfaceAudience.Public
@InterfaceStability.Stable
public interface Syncable {


  /** Flush out the data in client's user buffer. After the return of
   * this call, new readers will see the data.
   * @throws IOException if any error occurs
   */
  void hflush() throws IOException;

  /** Similar to posix fsync, flush out the data in client's user buffer
   * all the way to the disk device (but the disk may have it in its cache).
   * @throws IOException if error occurs
   */
  void hsync() throws IOException;
}

The purpose of Syncable interface is to provide guarantees that data is written to a filesystem for both visibility and durability.

SYNC-1: An OutputStream which implements Syncable and does not raise UnsupportedOperationException on invocations is making an explicit declaration that it can meet those guarantees.

SYNC-2: If a stream, declares the interface as implemented, but does not provide durability, the interface’s methods MUST raise UnsupportedOperationException.

The Syncable interface has been implemented by other classes than subclasses of OutputStream, such as org.apache.hadoop.io.SequenceFile.Writer.

SYNC-3 The fact that a class implements Syncable does not guarantee that extends OutputStream holds.

That is, for any class C: (C instanceof Syncable) does not imply (C instanceof OutputStream)

This specification only covers the required behavior of OutputStream subclasses which implement Syncable.

SYNC-4: The return value of FileSystem.create(Path) is an instance of FSDataOutputStream.

SYNC-5: FSDataOutputStream implements Syncable

SYNC-5 and SYNC-1 imply that all output streams which can be created with FileSystem.create(Path) must support the semantics of Syncable. This is demonstrably not true: FSDataOutputStream simply downgrades to a flush() if its wrapped stream is not Syncable. Therefore the declarations SYNC-1 and SYNC-2 do not hold: you cannot trust Syncable.

Put differently: callers MUST NOT rely on the presence of the interface as evidence that the semantics of Syncable are supported. Instead they MUST be dynamically probed for using the StreamCapabilities interface, where available.

Syncable.hflush()

Flush out the data in client’s user buffer. After the return of this call, new readers will see the data. The hflush() operation does not contain any guarantees as to the durability of the data. only its visibility.

Thus implementations may cache the written data in memory —visible to all, but not yet persisted.

Preconditions

hasCapability(Stream, "hflush")
Stream.open else raise IOException

Postconditions

FS' = FS where data(path) == cache

After the call returns, the data MUST be visible to all new callers of FileSystem.open(path) and FileSystem.openFile(path).build().

There is no requirement or guarantee that clients with an existing DataInputStream created by a call to (FS, path) will see the updated data, nor is there a guarantee that they will not in a current or subsequent read.

Implementation note: as a correct hsync() implementation MUST also offer all the semantics of an hflush() call, implementations of hflush() may just invoke hsync():

public void hflush() throws IOException {
  hsync();
}

hflush() Performance

The hflush() call MUST block until the store has acknowledge that the data has been received and is now visible to others. This can be slow, as it will include the time to upload any outstanding data from the client, and for the filesystem itself to process it.

Often Filesystems only offer the Syncable.hsync() guarantees: persistence as well as visibility. This means the time to return can be even greater.

Application code MUST NOT call hflush() or hsync() at the end of every line or, unless they are writing a WAL, at the end of every record. Use with care.

Syncable.hsync()

Similar to POSIX fsync(), this call saves the data in client’s user buffer all the way to the disk device (but the disk may have it in its cache).

That is: it is a requirement for the underlying FS To save all the data to the disk hardware itself, where it is expected to be durable.

Preconditions

hasCapability(Stream, "hsync")
Stream.open else raise IOException

Postconditions

FS' = FS where data(path) == buffer

Implementations are required to block until that write has been acknowledged by the store.

This is so the caller can be confident that once the call has returned successfully, the data has been written.

Interface StreamCapabilities

@InterfaceAudience.Public
@InterfaceStability.Evolving

The org.apache.hadoop.fs.StreamCapabilities interface exists to allow callers to dynamically determine the behavior of a stream.

  public boolean hasCapability(String capability) {
    switch (capability.toLowerCase(Locale.ENGLISH)) {
      case StreamCapabilities.HSYNC:
      case StreamCapabilities.HFLUSH:
        return supportFlush;
      default:
        return false;
    }
  }

Once a stream has been closed, a hasCapability() call MUST do one of

  • return the capabilities of the open stream.
  • return false.

That is: it MUST NOT raise an exception about the file being closed;

See pathcapabilities for specifics on the PathCapabilities API; the requirements are similar: a stream MUST NOT return true for a capability for which it lacks support, be it because

  • The capability is unknown.
  • The capability is known and known to be unsupported.

Standard stream capabilities are defined in StreamCapabilities; consult the javadocs for the complete set of options.

Name Probes for support of
dropbehind CanSetDropBehind.setDropBehind()
hsync Syncable.hsync()
hflush Syncable.hflush(). Deprecated: probe for HSYNC only.
in:readahead CanSetReadahead.setReadahead()
in:unbuffer" CanUnbuffer.unbuffer()
in:readbytebuffer ByteBufferReadable#read(ByteBuffer)
in:preadbytebuffer ByteBufferPositionedReadable#read(long, ByteBuffer)

Stream implementations MAY add their own custom options. These MUST be prefixed with fs.SCHEMA., where SCHEMA is the schema of the filesystem.

interface CanSetDropBehind

@InterfaceAudience.Public
@InterfaceStability.Evolving
public interface CanSetDropBehind {
  /**
   * Configure whether the stream should drop the cache.
   *
   * @param dropCache     Whether to drop the cache.  null means to use the
   *                      default value.
   * @throws IOException  If there was an error changing the dropBehind
   *                      setting.
   *         UnsupportedOperationException  If this stream doesn't support
   *                                        setting the drop-behind.
   */
  void setDropBehind(Boolean dropCache)
      throws IOException, UnsupportedOperationException;
}

This interface allows callers to change policies used inside HDFS.

Implementations MUST return true for the call

StreamCapabilities.hasCapability("dropbehind");

Durability, Concurrency, Consistency and Visibility of stream output.

These are the aspects of the system behaviour which are not directly covered in this (very simplistic) filesystem model, but which are visible in production.

Durability

  1. OutputStream.write() MAY persist the data, synchronously or asynchronously
  2. OutputStream.flush() flushes data to the destination. There are no strict persistence requirements.
  3. Syncable.hflush() synchronously sends all outstanding data to the destination filesystem. After returning to the caller, the data MUST be visible to other readers, it MAY be durable. That is: it does not have to be persisted, merely guaranteed to be consistently visible to all clients attempting to open a new stream reading data at the path.
  4. Syncable.hsync() MUST transmit the data as per hflush and persist that data to the underlying durable storage.
  5. close() The first call to close() MUST flush out all remaining data in the buffers, and persist it, as a call to hsync().

Many applications call flush() far too often -such as at the end of every line written. If this triggered an update of the data in persistent storage and any accompanying metadata, distributed stores would overload fast. Thus: flush() is often treated at most as a cue to flush data to the network buffers -but not commit to writing any data.

It is only the Syncable interface which offers guarantees.

The two Syncable operations hsync() and hflush() differ purely by the extra guarantee of hsync(): the data must be persisted. If hsync() is implemented, then hflush() can be implemented simply by invoking hsync()

public void hflush() throws IOException {
  hsync();
}

This is perfectly acceptable as an implementation: the semantics of hflush() are satisfied. What is not acceptable is downgrading hsync() to hflush(), as the durability guarantee is no longer met.

Concurrency

  1. The outcome of more than one process writing to the same file is undefined.

  2. An input stream opened to read a file before the file was opened for writing MAY fetch data updated by writes to an OutputStream. Because of buffering and caching, this is not a requirement —and if an input stream does pick up updated data, the point at which the updated data is read is undefined. This surfaces in object stores where a seek() call which closes and re-opens the connection may pick up updated data, while forward stream reads do not. Similarly, in block-oriented filesystems, the data may be cached a block at a time —and changes only picked up when a different block is read.

  3. A filesystem MAY allow the destination path to be manipulated while a stream is writing to it —for example, rename() of the path or a parent; delete() of a path or parent. In such a case, the outcome of future write operations on the output stream is undefined. Some filesystems MAY implement locking to prevent conflict. However, this tends to be rare on distributed filesystems, for reasons well known in the literature.

  4. The Java API specification of java.io.OutputStream does not require an instance of the class to be thread safe. However, org.apache.hadoop.hdfs.DFSOutputStream has a stronger thread safety model (possibly unintentionally). This fact is relied upon in Apache HBase, as discovered in HADOOP-11708. Implementations SHOULD be thread safe. Note: even the DFSOutputStream synchronization model permits the output stream to have close() invoked while awaiting an acknowledgement from datanode or namenode writes in an hsync() operation.

Consistency and Visibility

There is no requirement for the data to be immediately visible to other applications —not until a specific call to flush buffers or persist it to the underlying storage medium are made.

If an output stream is created with FileSystem.create(path, overwrite==true) and there is an existing file at the path, that is exists(FS, path) holds, then, the existing data is immediately unavailable; the data at the end of the path MUST consist of an empty byte sequence [], with consistent metadata.

exists(FS, path)
(Stream', FS') = create(FS, path)
exists(FS', path)
getFileStatus(FS', path).getLen() = 0

The metadata of a file (length(FS, path) in particular) SHOULD be consistent with the contents of the file after flush() and sync().

(Stream', FS') = create(FS, path)
(Stream'', FS'') = write(Stream', data)
(Stream''', FS''') hsync(Stream'')
exists(FS''', path)
getFileStatus(FS''', path).getLen() = len(data)

HDFS does not do this except when the write crosses a block boundary; to do otherwise would overload the Namenode. Other stores MAY copy this behavior.

As a result, while a file is being written length(Filesystem, Path) MAY be less than the length of data(Filesystem, Path).

The metadata MUST be consistent with the contents of a file after the close() operation.

After the contents of an output stream have been persisted (hflush()/hsync()) all new open(FS, Path) operations MUST return the updated data.

After close() has been invoked on an output stream, a call to getFileStatus(path) MUST return the final metadata of the written file, including length and modification time. The metadata of the file returned in any of the FileSystem list operations MUST be consistent with this metadata.

The value of getFileStatus(path).getModificationTime() is not defined while a stream is being written to. The timestamp MAY be updated while a file is being written, especially after a Syncable.hsync() call. The timestamps MUST be updated after the file is closed to that of a clock value observed by the server during the close() call. It is likely to be in the time and time zone of the filesystem, rather than that of the client.

Formally, if a close() operation triggers an interaction with a server which starts at server-side time t1 and completes at time t2 with a successfully written file, then the last modification time SHOULD be a time t where t1 <= t <= t2

Issues with the Hadoop Output Stream model.

There are some known issues with the output stream model as offered by Hadoop, specifically about the guarantees about when data is written and persisted —and when the metadata is synchronized. These are where implementation aspects of HDFS and the “Local” filesystem do not follow the simple model of the filesystem used in this specification.

HDFS

HDFS: hsync() only syncs the latest block

The reference implementation, DFSOutputStream will block until an acknowledgement is received from the datanodes: that is, all hosts in the replica write chain have successfully written the file.

That means that the expectation callers may have is that the return of the method call contains visibility and durability guarantees which other implementations must maintain.

Note, however, that the reference DFSOutputStream.hsync() call only actually persists the current block. If there have been a series of writes since the last sync, such that a block boundary has been crossed. The hsync() call claims only to write the most recent.

From the javadocs of DFSOutputStream.hsync(EnumSet<SyncFlag> syncFlags)

Note that only the current block is flushed to the disk device. To guarantee durable sync across block boundaries the stream should be created with {@link CreateFlag#SYNC_BLOCK}.

This is an important HDFS implementation detail which must not be ignored by anyone relying on HDFS to provide a Write-Ahead-Log or other database structure where the requirement of the application is that “all preceeding bytes MUST have been persisted before the commit flag in the WAL is flushed”

See [Stonebraker81], Michael Stonebraker, Operating System Support for Database Management, 1981, for a discussion on this topic.

If you do need hsync() to have synced every block in a very large write, call it regularly.

HDFS: delayed visibility of metadata updates.

That HDFS file metadata often lags the content of a file being written to is not something everyone expects, nor convenient for any program trying to pick up updated data in a file being written. Most visible is the length of a file returned in the various list commands and getFileStatus —this is often out of date.

As HDFS only supports file growth in its output operations, this means that the size of the file as listed in the metadata may be less than or equal to the number of available bytes —but never larger. This is a guarantee which is also held

One algorithm to determine whether a file in HDFS is updated is:

  1. Remember the last read position pos in the file, using 0 if this is the initial read.
  2. Use getFileStatus(FS, Path) to query the updated length of the file as recorded in the metadata.
  3. If Status.length &gt; pos, the file has grown.
  4. If the number has not changed, then
    1. Reopen the file.
    2. seek(pos) to that location
    3. If read() != -1, there is new data.

This algorithm works for filesystems which are consistent with metadata and data, as well as HDFS. What is important to know is that, for an open file getFileStatus(FS, path).getLen() == 0 does not imply that data(FS, path) is empty.

When an output stream in HDFS is closed; the newly written data is not immediately written to disk unless HDFS is deployed with dfs.datanode.synconclose set to true. Otherwise it is cached and written to disk later.

Local Filesystem, file:

LocalFileSystem, file:, (or any other FileSystem implementation based on ChecksumFileSystem) has a different issue. If an output stream is obtained from create() and FileSystem.setWriteChecksum(false) has not been called on the filesystem, then the stream only flushes as much local data as can be written to full checksummed blocks of data.

That is, the hsync/hflush operations are not guaranteed to write all the pending data until the file is finally closed.

For this reason, the local filesystem accessed via file:// URLs does not support Syncable unless setWriteChecksum(false) was called on that FileSystem instance so as to disable checksum creation. After which, obviously, checksums are not generated for any file. Is

Checksummed output streams

Because org.apache.hadoop.fs.FSOutputSummer and org.apache.hadoop.fs.ChecksumFileSystem.ChecksumFSOutputSummer implement the underlying checksummed output stream used by HDFS and other filesystems, it provides some of the core semantics of the output stream behavior.

  1. The close() call is unsynchronized, re-entrant and may attempt to close the stream more than once.
  2. It is possible to call write(int) on a closed stream (but not write(byte[], int, int)).
  3. It is possible to call flush() on a closed stream.

Behaviors 1 and 2 really have to be considered bugs to fix, albeit with care.

Behavior 3 has to be considered a defacto standard, for other implementations to copy.

Object Stores

Object store streams MAY buffer the entire stream’s output until the final close() operation triggers a single PUT of the data and materialization of the final output.

This significantly changes their behaviour compared to that of POSIX filesystems and that specified in this document.

Visibility of newly created objects

There is no guarantee that any file will be visible at the path of an output stream after the output stream is created .

That is: while create(FS, path, boolean) returns a new stream

Stream' = (path, true, [])

The other postcondition of the operation, data(FS', path) == [] MAY NOT hold, in which case:

  1. exists(FS, p) MAY return false.
  2. If a file was created with overwrite = True, the existing data MAY still be visible: data(FS', path) = data(FS, path).
  3. The check for existing data in a create() call with overwrite=False, may take place in the create() call itself, in the close() call prior to/during the write, or at some point in between. In the special case that the object store supports an atomic PUT operation, the check for existence of existing data and the subsequent creation of data at the path contains a race condition: other clients may create data at the path between the existence check and the subsequent write.

  4. Calls to create(FS, Path, overwrite=false) MAY succeed, returning a new OutputStream, even while another stream is open and writing to the destination path.

This allows for the following sequence of operations, which would raise an exception in the second open() call if invoked against HDFS:

Stream1 = open(FS, path, false)
sleep(200)
Stream2 = open(FS, path, false)
Stream.write('a')
Stream1.close()
Stream2.close()

For anyone wondering why the clients don’t create a 0-byte file in the create() call, it would cause problems after close() —the marker file could get returned in open() calls instead of the final data.

Visibility of the output of a stream after close()

One guarantee which Object Stores SHOULD make is the same as those of POSIX filesystems: After a stream close() call returns, the data MUST be persisted durably and visible to all callers. Unfortunately, even that guarantee is not always met:

  1. Existing data on a path MAY be visible for an indeterminate period of time.

  2. If the store has any form of create inconsistency or buffering of negative existence probes, then even after the stream’s close() operation has returned, getFileStatus(FS, path) and open(FS, path) may fail with a FileNotFoundException.

In their favour, the atomicity of the store’s PUT operations do offer their own guarantee: a newly created object is either absent or all of its data is present: the act of instantiating the object, while potentially exhibiting create inconsistency, is atomic. Applications may be able to use that fact to their advantage.

The Abortable interface exposes this ability to abort an output stream before its data is made visible, so can be used for checkpointing and similar operations.

Implementors notes.

Always implement Syncable -even if just to throw UnsupportedOperationException

Because FSDataOutputStream silently downgrades Syncable.hflush() and Syncable.hsync() to wrappedStream.flush(), callers of the API MAY be misled into believing that their data has been flushed/synced after syncing to a stream which does not support the APIs.

Implementations SHOULD implement the API but throw UnsupportedOperationException.

StreamCapabilities

Implementors of filesystem clients SHOULD implement the StreamCapabilities interface and its hasCapabilities() method to declare whether or not an output streams offer the visibility and durability guarantees of Syncable.

Implementors of StreamCapabilities.hasCapabilities() MUST NOT declare that they support the hflush and hsync capabilities on streams where this is not true.

Sometimes streams pass their data to store, but the far end may not sync it all the way to disk. That is not something the client can determine. Here: if the client code is making the hflush/hsync passes these requests on to the distributed FS, it SHOULD declare that it supports them.

Metadata updates

Implementors MAY NOT update a file’s metadata (length, date, …) after every hsync() call. HDFS doesn’t, except when the written data crosses a block boundary.

Does close() synchronize and persist data?

By default, HDFS does not immediately data to disk when a stream is closed; it will be asynchronously saved to disk.

This does not mean that users do not expect it.

The behavior as implemented is similar to the write-back aspect’s of NFS’s caching. DFSClient.close() is performing an hflush() to the client to upload all data to the datanodes.

  1. close() SHALL return once the guarantees of hflush() are met: the data is visible to others.
  2. For durability guarantees, hsync() MUST be called first.